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Practical investment counsel whether you’re starting up or going dark.

Money moves markets and structured finance is a key driver. Whether the market in which you compete is local, national, or international, Howard & Howard’s securities practice has the attorneys, resources, scalability, and practical experience to meet and address your specific legal needs.

From private placement offerings to compliance with Securities and Exchange Commission regulations to litigation, we provide the full spectrum of securities representation to stakeholders that include:

Howard & Howard’s competencies in capital market transactions are strong, spanning a wide range of SEC-registered and exempt debt, convertible debt, equity, and SAFE offerings, such as: 

Clients count on our securities attorneys to ensure their compliance with onerous and continually changing requirements imposed by the SEC, stock exchanges, and various other federal and state regulators. We work closely with clients to satisfy reporting, registration, and corporate governance obligations, involving:

When securities litigation and regulatory investigations loom, our attorneys seek to resolve disputes as efficiently as possible through negotiation, arbitration, and private facilitation. However, we are just as adept in the courtroom defending our clients’ interests. We have successfully represented clients in:

Securities matters are frequently intertwined with other legal risks and business opportunities. Because of Howard & Howard’s cross-functional, multidisciplinary culture, our securities lawyers have a wide breadth of experience and are able, as necessary, to consult colleagues around the firm skilled in bankruptcy, mergers and acquisitions, employee benefits, intellectual property, real estate, and other areas.

In the end, your bottom line is our bottom line. From microlending to the most complex capital funding transactions, we embrace your goals as our own and help you achieve them.